Compliance Auditor

What You'll Do

• You will work well across all business areas to review, assess and advise on action to ensure corporate compliance issues are resolved.
• Participate in reviews and development of company policies to ensure relevant regulations and contractual obligations are addressed.
• Have direct contact with management internally and externally and with regulatory bodies as appropriate.

• Management System Audit - assist in the monitoring and internal audits of company policies, procedures and obligations for third party certifications, e.g. PCI-DSS, ISO standards, client contractual obligations.
• Certification audit support – Engage with certification audit suppliers to organise and facilitate their audit process (i.e. ISO, SOC etc.).
• Policy Development - assist in the development and implementation of written policies and procedures supporting the management systems required to achieve ISO and other standards certifications within CDL.
• Reporting - deliver reports on compliance processes and status
• Continual Improvement – identify potential improvements in policies and procedures.
• Breach Response - respond promptly and advise corrective action to any emerging breaches in compliance.
• Advice and Support – assist response to internal and external requests for statements and audits of CDL processes and compliance

Your Skills & Experience

• Educated to A Level or Degree standard
• Relevant domain qualifications desirable e.g. ISO auditor/implementer, GDPR
• Insurance/financial data sector experience would be an advantage
• Experience of compliance automation platforms, e.g. Drata and Vanta, and support management tools, e.g. ServiceNow, would be advantageous.
• Experience of working within relevant regulations and standards (e.g. PCI-DSS, ISO, SOC 2, Data Protection legislation)
• Experience of FCA Regulations relating to insurance, consumer legislation and codes of practice, anti-bribery legislation, etc. would be an advantage
• Computer literacy – experience with Microsoft 365 would be advantageous, particularly Word, Excel, etc.
• Demonstrable ability to communicate across disciplines at all levels, with external bodies and with senior management

What You'll Get