Compliance Field Advisor
Farm Bureau Financial Services
About the role
Compliance Field Advisor We are seeking a Compliance Field Advisor to join our Compliance team to conduct general market conduct, broker/dealer, investment advisor and insurance company compliance examinations. This involves assessing current practices to reaffirm compliance with market conduct standards and SEC, FINRA and MSRB rules and regulations. Who We Are: At Farm Bureau Financial Services, our client/members can feel confident knowing their family, home, cars and other property are protec…
Read the full description on the original posting.
Perks & benefits
- 401k
- Vision Insurance
- Paid Time Off
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