Senior Officer, Specialist, Fraud Operations, Consumer Banking, Legal Compliance and Secretariat

Business Function

Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.

 

Responsibilities

AML Alert / Surveillance:

• Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyse the alert and ensure timely and effective disposition of the alerts.

Work closely with stakeholders on AML /KYC /Sanctions related items:

• Work closely with stakeholders including operations, business, compliance, legal, audit and other units on AML / KYC related items.

Providing support / Assistance for other AML /KYC requirements:

• Providing support on various requirements like updation of watch lists / caution lists,
• Knowledge and experience in filing of regulatory reports (STR/CTR/NTR/FMR reporting) etc.
• Assistance to other adhoc AML/KYC related activities like, analysis of thematic studies, AML related project and automation.
• Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyze the alert and ensure timely and effective disposition of the alerts. Prepare the GoS for filing of STR’s Regulatory Reportings like STR, CTR, NTR, CWTR Preparation of MIS for Trend Analysis, Escalation, Review, etc AML Automation to strengthen existing processes and procedures and identification of new process requirements. Giving advisory on Sanction and KYC matters to BU/SU Preparing adhoc presentations or MIS as per management routine

 

Requirements

Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.

• Review / Analyze the alert and ensure timely and effective disposition of the alerts.
• Prepare the GoS for filing of STRs
• Regulatory Reportings like STR, CTR, NTR, CWTR
• Preparation of MIS for Trend Analysis, Escalation, Review, etc
• AML Automation to strengthen existing processes and procedures and identification of new process requirements.
• Giving advisory on Sanction and KYC matters to BU/SU
• Preparing adhoc presentations or MIS as per management routine.

Location:

Mumbai

Job:

Compliance

Schedule:

Regular

Employee Status:

Full time