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Vice President, Research & Regulation Group

SMBC
Singapore3d ago
Seniority
Lead

About the role

  • Project management to fulfil regulatory & audit requirement (e.g. Volcker Rule, Environment Risk Management)
  • Liaise with head office (tokyo) to be align with global initiatives and report incidents to Japanese Financial Service Agency.
  • Ensure the implementation of risk control frameworks and establishment of efficient risk controls across APD.
  • Represent the interests of 1st line of defence control owners and handle with requests from front office such as enhancements on system / procedures.
  • Collaborate closely with senior management, planning team in SNG/HO and front office to work for the re-organization, enhancement of TOM or group governance, while evaluating potential risks and challenges as necessary
  • Support the preparation and coordination of meetings with internal and external stakeholders, including Executive Management Committee meetings, and regulatory inspections.

 

  • Degree in Business/Finance
  • Good working knowledge of developing and implementing risk control framework
  • Prior business plannning and/or control in banking
  • Proficiency in Japanese is preferred as this role needs to prepare regular reports to Japanese Financial Service Agency and to liaise with Head Office
  • Knowledge of Japanese Banking Law is an advantage
  • Strong comunication skills (written and spoken)

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