VP-SA, Unit Legal & Compliance Representative, Cards and Unsecured Loans

CUL ULCR (Unit Legal & Compliance Representative) / Credit Card & Unsecured Lending

- External Regulatory & Compliance (FSC/Bank Bureau /Bank Association….) official letter contact window

- Regulator Official letter / Survey follow-up

- Regular Official letter Survey collect and reply (monthly/quarterly)

- New / Update Regulation delivery and follow-up monitoring

- Monthly Legal/Regulatory Report reporting

- Internal Policy follow up

- Internal policy survey collecting and reply. (IPT、G&E…) To ensure department has complied with.

- SOPs review and control

- Fair dealing of customers principal assessment.

- Regulatory Required License & Training (RRLT) Annual Review

- DOA Annual Review for TW CBG Delegation of Authority (DOA) Delegation of Authority detail table

- Monthly case sharing within department for Internal Policy、Regulator Penalty cases….etc.

- Internal and external audit contact window

- Internal Operations & Review (Audit issues follow up)

- Self-inspection Manager (checker)

- SCSA Self-inspection review support

- Internal / external audit issues re-exam. Review support

- payments exceeding 30 days

- Review documents (e.g., SOPs, official letters, etc.)

- Reporting & Data Collection

- Incident Management

- Incident assistance, reminder, notification, and discussion

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Location:

Honhui A-13F

Job:

Risk Management

Schedule:

Regular

Employee Status:

Full time